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James Kenneth Dziadziola

Oppenheimer & Co. Inc.

Birmingham, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-11-30
TX RA APPROVED 2006-10-27
  • MI RA
    APPROVED
    Since 2015-11-30
  • TX RA
    APPROVED
    Since 2006-10-27

Branch Locations

385 S. Eton Street, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Birmingham MI 10/2006 Present
Previous Registrations
Other Businesses

LAND CONTRACT PREVIOUSLY OWNED AND SOLD. RECEIVING MONTHLY PAYMENT OF PRINCIPAL AND INTEREST-PASSIVE INCOME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-15
S63 Uniform Securities Agent State Law Examination 1982-07-13
  • S65 Uniform Investment Adviser Law Examination
    2007-12-15
  • S63 Uniform Securities Agent State Law Examination
    1982-07-13
Other Names
  • James Kenneth Dziadziola
  • James Kenneth Dziadziola

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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