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4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2013-01-03 |
Branch Locations
1500 Leestown Road Suite 330, Lexington, KY 40511 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Kentucky Securities Corporation | Lexington | KY | 07/1985 | Present |
Presbyterian Housing Corp-President This is a non profit Corporation that owns and operates 132-units for low income housing and I do not spend any time during business hours on this. I spend roughly 5 hours a week to this business. As President I provide oversight to the Management Company. Notary Public Owns First Kentucky Securities Stock
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-22 |
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