Roy Edward Wiley

Employer firm

Smartplan Investing CRD 141977

249 advisory clients

Reported services (Item 5G)

• Financial planning
• Educational seminars
• INVESTMENT CONSULTING & MONITORING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → Present
  Roy E. Wiley, Cpa
  Jupiter, FL
• 06/1994 → Present
  Covenant Financial & Tax, Inc. Dba Smartplan Financial Services
  Jupiter, FL
• 01/2010 → Present
  Financial Planning Counselors, Inc. Dba Smartplan Investing
  Jupiter, FL

Other Businesses

FLORIDA LICENSED INSURANCE AGENT LESS THAN 10 HOURS PER MONTH, FLORIDA LICENSED SINCE 05/1992, NOT INVESTMENT-RELATED, 711 W INDIANTOWN RD., JUPITER, FL, INSURANCE SALES. FLORIDA CPA AND OWNER OF COVENANT FINANCIAL, P.A. NOT INVESTMENT RELATED, 711 W INDIANTOWN ROAD, C5, JUPITER, FL 33458. TAX, ACCOUNTING, AND PAYROLL SERVICES. OWNER AND PRESIDENT, STARTED IN 1993. HOURS VARY DEPENDING ON TIME OF YEAR. CAN BE 5 TO 40 HOURS PER WEEK. HOURS DEVOTED DURING SECURITIES TRADING HOURS LESS THAN 20. TAX PREPARATION AND PLANNING, IRS PROBLEM SOLVING AND IRS CORRESPONDENCE WHEN NECESSARY.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-27
• S63 Uniform Securities Agent State Law Examination
  1982-06-30

Other Names

• Leroy Edward Wiley