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Joshua Bennett Helman

Smartplan Investing

Juno Beach, FL

Tampa, FL

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Current Employers
Smartplan Investing

14255 Us Highway 1 Suite 240, Juno Beach, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-05-14
  • FL RA
    APPROVED
    Since 2007-05-14

Branch Locations

14255 Us Highway 1 Suite 240, Juno Beach, FL 33408 • United States

3213 W Leila Ave, Tampa, FL 33611 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Financial Planning Counselors, Inc. Jupiter FL 04/2007 Present
Self Employed Tampa FL 04/2005 Present
  • 04/2007 → Present
    Financial Planning Counselors, Inc.
    Jupiter, FL
  • 04/2005 → Present
    Self Employed
    Tampa, FL
Previous Registrations
  • 2005-12-20 → 2007-04-10
    Xexis, Inc.
    Lake Mary, FL
Other Businesses

NON-INVESTMENT RELATED WORK AS INDEPENDENT CONTRACTOR EMERGENCY PHYSICIAN: PHYSICIAN (M.D.)PRACTICING EMERGENCY MEDICINE(TREATING EMERGENCY PATIENTS) AT VARIOUS HOSPITALS 60 HOURS/MONTH OF WHICH 20 HOURS/MONTH ARE DURING SECURITIES TRADING HOURS. FLORIDA REGISTERED INSURANCE AGENT SINCE 05/2002(NOT INVESTMENT RELATED), 3213 W LEILA AVE, TAMPA, FL, LESS THAN 10 HOURS/MONTH. SELF EMPLOYED PHYSICIAN AND INSURANCE SALESPERSON.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-02
S63 Uniform Securities Agent State Law Examination 2002-07-26
  • S65 Uniform Investment Adviser Law Examination
    2005-05-02
  • S63 Uniform Securities Agent State Law Examination
    2002-07-26
Other Names
  • Joshua B Helman

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