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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| IL | RA | APPROVED | 2024-11-14 |
| IA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Muscatine | IA | 11/1979 | Present |
| Pruco Securities, Llc. | Muscatine | IA | 11/1979 | 11/2024 |
| Lpl Enterprise, Llc | Muscatine | IA | 11/2024 | Present |
1) 08/19/2024- Act in a Fiduciary Capacity- Not INV Related- At Muscatine, IA- Start date 06/28/2017- 4 HRS MTH- 0 HRS During Trading 2) 08/19/2024- Million Dollar Round Table Legacy- Non-profit volunteer (not on board)- Discuss marketing and relationship the members provide and create articles for the Roundtable Magazine.- Not INV Related- At Muscatine, IA- Start date 06/01/2022- 1 HRS MTH- 1 HRS During Trading 3) 08/19/2024- Kiwanis of Muscatine- Non-Profit Board Member- Provide guide for projects for fundraising for club and events.- Not INV Related- At Muscatine, IA- Start date 07/01/2011- 6 HRS MTH- 6 HRS During Trading 4) 10/11/2024 - Rental Property- Real Estate Rental - Maintenance and management of property- inv. related- at Cedar Rapids, IA- start date 07/02/2018- 10hrs/mnth-2hrs during trading 5) 10/11/2024- KHI Solutions Agency LLC- Non-Variable Insurance- General Health Insurance indivdual, Medicare, ACA- inv. related- at Fort Dodge, IA- start date 06/22/2015- 5hrs/mnth-5hrs during trading 6) 03/10/2025- Agent- Property and Casualty- inv. related- at Muscatine, IA- start date 11/05/1979- 0hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-04 |
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