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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
MN RA APPROVED 2013-11-08
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • MN RA
    APPROVED
    Since 2013-11-08
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

7830 Market Blvd, Chanhassen, MN 55317 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chanhassen MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Chanhassen MN 11/2016 Present
Previous Registrations
  • 2007-01-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Minnetonka, MN
    Hopkins, MN
    Chaska, MN
    Chanhassen, MN
    Shakopee, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
  • S66 Uniform Combined State Law Examination
    2006-12-29

View on SEC IAPD

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