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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-09-01 |
Branch Locations
7955 Stone Creek Drive Suite 20, Chanhassen, MN 55317 • United States
7955 Stone Creek Drive Suite 20, Chanhassen, MN 55317 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unity Bank | Rush City | MN | 08/2010 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 04/2022 |
| Sagepoint Financial Inc. | Chanhassen | MN | 04/2022 | 09/2023 |
| Osaic Wealth, Inc. | Chanhassen | MN | 09/2023 | Present |
1. REAL ESTATE RENTAL POSITION: Landlord NATURE: Townhome rental owned by myself and spouse INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2010 ADDRESS: 2833 Spy Glass Drive, Chaska MN 55318, United States DESCRIPTION: Collect rent from tenants and manage property 2. FIXED INSURANCE POSITION: Life Insurance Agent NATURE: Offering fixed insurance...life, health, disability, LTC, and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2015 ADDRESS: 7955 Stone Creek Drive, #20, Chanhassen MN 55317, United States DESCRIPTION: Meeting with clients to determine if insurance product is useful for their financial goals 3. OFFICE RENTAL SUBLET POSITION: Landlord NATURE: Sublet office space INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2015 ADDRESS: 7955 Stone Creek Drive, #20, Chanhassen MN 55317, United States DESCRIPTION: Collect rent check
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-04 |
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