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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-05-24 |
Branch Locations
7945 Stone Creek Drive #40, Chanhassen, MN 55317 • United States
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities, Llc | Leawood | KS | 06/2021 | Present |
| Student | Watertown | MN | 08/2010 | 05/2017 |
| Veit & Company, Inc | Rogers | MN | 05/2017 | 08/2017 |
| Veit & Company, Inc | Rogers | MN | 06/2018 | 08/2018 |
| Student | Sioux Falls | SD | 08/2017 | 05/2021 |
| 3 Plains Outdoor Marketing & Design | Minneapolis | MN | 08/2018 | Present |
| Emery'S Lawn Care & Roll-Offs | Mayer | MN | 04/2020 | 08/2020 |
| Western Lakes Financial | Chanhassen | MN | 06/2019 | 08/2021 |
(1) WESTERN LAKES FINANCIAL; INVESTMENT-RELATED; 7945 STONE CREEK DR, STE 40, CHANHASSEN, MN 55317; FINANCIAL PLANNING; JUNIOR ADVISOR; BEGAN AUG 2021; APPROXIMATELY 180 HOURS PER MONTH, WITH 140 HOURS PER MONTH DURING SECURITIES TRADING HOURS; TRAINING, SHADOWING, OFFICE PROJECTS, MARKETING. (2) AFFINITY ASSET MANAGEMENT; INVESTMENT-RELATED; 13220 METCALF AVE, OVERLAND PARK, KS 66213; FINANCIAL PLANNING AND ASSET MANAGEMENT; JUNIOR ADVISOR; BEGAN AUG 2021; APPROXIMATELY 0 HOURS PER MONTH, WITH 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; INFORMATION FOR PLAN BUILDING. (3) 3 PLAINS OUTDOOR MARKETING + DESIGN; NOT INVESTMENT-RELATED; MINNEAPOLIS, MN (REMOTE WORK); WEB DESIGN, SEO, CREATIVE DESIGN SERVICES; MRKETING + SEO SPECIALIST; BEGAN AUG 2018; APPROXIMATELY 10 HOURS PER MONTH, WITH 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; WEB DESIGN, CONTENT CREATION, SEO, WEB DEVELOPMENT. (4) SCHROEDERS GUIDING SERVICE; NOT INVESTMENT RELATED; 1422 COURTLAND WEST WACONIA, MN 55387; FISHING GUIDE; GUIDE; 12/2022; 12 HR/DAY; 0 HRS/DAY; GUIDE/CAPTAIN FOR FISHING TRIPS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-16 |
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