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Current Employers
Farmingbury Financial Services, Llc

724 Wolcott Road, Suite 5, Wolcott, CT 06716-6155 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1999-04-29
  • CT RA
    APPROVED
    Since 1999-04-29

Branch Locations

724 Wolcott Road P.O. Box 6155, Wolcott, CT 06716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmingbury Financial Services, Llc Wolcott CT 06/1990 Present
Previous Registrations
  • 2005-08-18 → 2005-11-09
    Summit Capital Advisors, Llc
    East Hartford, CT
Other Businesses

Aaron Schroeder, Connecticut licensed insurance producer, not investment-related, 724 Wolcott Rd., Wolcott, CT, start date: 03/1981, spending less than 50% of time, some time may be during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-20
  • S63 Uniform Securities Agent State Law Examination
    1992-07-20

View on SEC IAPD

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