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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-02
CT RA APPROVED 2012-06-25
  • TX RA
    APPROVED_RES
    Since 2024-07-02
  • CT RA
    APPROVED
    Since 2012-06-25

Branch Locations

710 Wolcott Road, Wolcott, CT 06716 • United States

132 Main Street, Southington, CT 06489 • United States

712 Main Street, Watertown, CT 06795 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Investment Services Naugatuck CT 10/2008 Present
Lpl Financial Llc Southington CT 10/2011 Present
  • 10/2008 → Present
    Webster Investment Services
    Naugatuck, CT
  • 10/2011 → Present
    Southington, CT
Other Businesses

1) 06/30/2016: Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - INV REL - At Reported Business Location(s) 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-23
S63 Uniform Securities Agent State Law Examination 2001-10-04
  • S66 Uniform Combined State Law Examination
    2012-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-10-04
Other Names
  • Dawn M. Oliver

View on SEC IAPD

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