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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-08-04
  • IL RA
    APPROVED
    Since 2016-08-04

Branch Locations

2404 E Empire St #213-215, Blomington, IL 61704 • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2000-02-01
  • IL RA
    APPROVED
    Since 2000-02-01

Branch Locations

2404 E Empire St #213-215, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel, Fisher & Company Financial Services, Inc. Cedar Rapids IA 03/1998 Present
Bfc Planning, Inc. Cedar Rapids IA 08/2016 Present
Other Businesses

1.PRAIRIE CAPITAL MANAGEMENT-Y-MONMOUTH, IL-DBA FOR SECURITIES BUSINESS-OWNER-3/1998-200-160-SALES OF SECURITIES. 2. PRAIRIE CAPITAL MANAGEMENT-N-MONMOUTH, IL-FIXED INSURANCE-OWNER-9/1998-20-16-SALES OF FIXED INSURANCE PRODUCTS. 3.Tim Hohulin Landlord-N-Bloomington, IL-Maintenance-Landlord-07/2019-2-0-Landlord; Maintenance. 4.Tim & Cathy Hohulin Rental Property-N-Bloomington, IL-Maintenance-Landlord-02/2021-5-0-Landlord & maintenance duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-26
S63 Uniform Securities Agent State Law Examination 1990-03-26
  • S65 Uniform Investment Adviser Law Examination
    1999-11-26
  • S63 Uniform Securities Agent State Law Examination
    1990-03-26
Designations

View on SEC IAPD

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