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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
2404 E Empire St Suite 104, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Springfield | IL | 04/2013 | 02/2020 |
| Pruco Securities, Llc | Springfield | IL | 04/2013 | 02/2020 |
| Prudential Insurance Company Of America | Springfield | IL | 05/2020 | Present |
| Pruco Securities, Llc. | Springfield | IL | 05/2020 | 11/2024 |
| N/A | Auburn | IL | 02/2020 | 05/2020 |
| Lpl Enterprise, Llc | Springfield | IL | 11/2024 | Present |
1) 02/11/2025-American Republic Services-Non-Variable Insurance-Inv Related-At Springfield, IL-Start date 06/03/2019-8hrs/mth-8hrs/mth during trading 2) 02/11/2025-Cornerstone Financial Services-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 05/04/2020-170hrs/mth-170hrs/mth during trading 3. 06/20/2025 - Jonathan Broeker - Non-Variable Insurance - Auburn, IL - INV REL - Start Date 07/01/2025 - 20hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-18 |
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