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Jonathan Robert Broeker

LPl Enterprise, LLC

Bloomington, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

2404 E Empire St Suite 104, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Springfield IL 04/2013 02/2020
Pruco Securities, Llc Springfield IL 04/2013 02/2020
Prudential Insurance Company Of America Springfield IL 05/2020 Present
Pruco Securities, Llc. Springfield IL 05/2020 11/2024
N/A Auburn IL 02/2020 05/2020
Lpl Enterprise, Llc Springfield IL 11/2024 Present
  • 04/2013 → 02/2020
    The Prudential Insurance Company Of America
    Springfield, IL
  • 04/2013 → 02/2020
    Springfield, IL
  • 05/2020 → Present
    Prudential Insurance Company Of America
    Springfield, IL
  • 05/2020 → 11/2024
    Springfield, IL
  • 02/2020 → 05/2020
    N/A
    Auburn, IL
  • 11/2024 → Present
    Springfield, IL
Previous Registrations
Other Businesses

1) 02/11/2025-American Republic Services-Non-Variable Insurance-Inv Related-At Springfield, IL-Start date 06/03/2019-8hrs/mth-8hrs/mth during trading 2) 02/11/2025-Cornerstone Financial Services-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 05/04/2020-170hrs/mth-170hrs/mth during trading 3. 06/20/2025 - Jonathan Broeker - Non-Variable Insurance - Auburn, IL - INV REL - Start Date 07/01/2025 - 20hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-04
S63 Uniform Securities Agent State Law Examination 2013-05-18
  • S65 Uniform Investment Adviser Law Examination
    2021-08-04
  • S63 Uniform Securities Agent State Law Examination
    2013-05-18
Other Names
  • Jon Broeker

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