James A. Boller

Current Employers

Employment History

• 07/2006 → Present
  Regent Financial Group
  Rochester, NY
• 07/2006 → Present
  Kestra Investment Services, Llc
  Rochester, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Rochester, NY

Other Businesses

Business Name: James A. Boller, ChFC Regent Financial Group, LLC Investment Related: Yes Address: 1080 Pittsford-Victor Rd Pittsford NY 14534 Nature of Business: Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Financial Advisor, ChFC, Vice President Start Date: 7/1/2006 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Duties are the same as in 3.5. I am not an employee and make my living only through commissions and paid via 1099. the dba is a means to market the above stated business activities.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: James A Boller Regent Financial Group, LLC Investment Related: No Address: 1080 Pittsford Victor Road Pittsford NY 14534 Nature of Business: Insurance Position, Title or Relationship: producer Start Date: 7/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: brokering best product for clients based upon needs

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-08-14

Designations

Other Names

• James A Boller