Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-03-21 |
| TX | RA | APPROVED_RES | 2022-03-21 |
Branch Locations
15333 N Pima Rd Ste 225, Scottsdale, AZ 85260 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 03/2022 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2022 | Present |
Business Ownership; Lentini Wealth Management; Owner; Manage Ameriprise Business; 10040 E. Happy Vally Rd, lot 403, Scottdale, AZ, 85255; Investment-Related; 03/22/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-06-21 |
Reach out to this advisor