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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-24
NJ RA APPROVED 2025-01-24
  • FL RA
    APPROVED
    Since 2025-01-24
  • NJ RA
    APPROVED
    Since 2025-01-24

Branch Locations

472 Westfield Avenue, Clark, NJ 07066 • United States

Highland Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Clark NJ 07/2008 01/2025
Osaic Wealth, Inc. Highland Beach FL 01/2025 Present
  • 07/2008 → 01/2025
    Lincoln Financial Securities Corporation
    Clark, NJ
  • 01/2025 → Present
    Highland Beach, FL
Previous Registrations
  • 2002-07-08 → 2025-01-24
    Osaic Fs, Inc.
    Clark, NJ
    Highland Beach, FL
Other Businesses

1. OCEAN PINES CONDOMINIUM ASSOCIATION POSITION: Board Member, Director NATURE: Condo Association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/24/2023 ADDRESS: 472 Westfield Avenue, Clark, NJ 07066 DESCRIPTION: Discussion with other board members regarding the up keep and offer guidance as to the maintenance of the building I am a resident of. Attend occasional meetings where residents will be present. 2. SHETER ARTISANS/JOHN AZZARA POSITION: Partner NATURE: Custom Home Building INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2011 ADDRESS: 472 Westfield Avenue, Clark, NJ 07066 DESCRIPTION: Entity formed for the purpose of fine custom home building, development and construction. 3. EQUITY INDEX ANNUITY SALES/PROPERTY CASUALY INSURANCE SALES POSITION: Agent NATURE: Supplement Investment Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/03/2010 ADDRESS: 472 Westfield Avenue, Clark, NJ 07066 DESCRIPTION: Sales 4. JOHN AZZARA ASSOCIATES POSITION: Owner NATURE: Sales of Life, Health, Annuity, Long term Care and Disability contracts INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1987 ADDRESS: 3009 South Ocean Blvd, PH-05, Highland Beach FL 33487, United States DESCRIPTION: Used as a DBA in marketing insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 1992-10-02
  • S66 Uniform Combined State Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    1992-10-02
Other Names
  • Salvatore John Azzara

View on SEC IAPD

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