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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-29
NJ RA APPROVED 2012-09-17
  • TX RA
    APPROVED
    Since 2024-07-29
  • NJ RA
    APPROVED
    Since 2012-09-17

Branch Locations

18 Brant Avenue, Clark, NJ 07066 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Berkeley Heights, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Clark NJ 09/2012 Present
Private Advisor Group, Llc Clark NJ 09/2012 Present
Previous Registrations
Other Businesses

1. 9/24/2012: PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 5% - ADVISORY SERVICES PROVIDED BY RIA. 2. 5/5/2014 - Angelo & Associates Financial Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/7/2016 - Private Advisor Group - DBA: Angelo & Associates Financial Planning Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/20/12 - 50 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Private dvisor Group, an independent investment advisor firm. I started this business activity on 12/7/16. I expect to spend approximately 50 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/11/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/02/2020 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-20
  • S66 Uniform Combined State Law Examination
    2007-12-20
Designations
Other Names
  • Raymond J Angelo

View on SEC IAPD

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