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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2018-11-21
PA RA APPROVED 2017-01-24
  • VI RA
    APPROVED
    Since 2018-11-21
  • PA RA
    APPROVED
    Since 2017-01-24

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Newtown Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates West Conshohocken PA 11/2010 01/2017
Rbc Capital Markets, Llc Conshohocken PA 01/2017 Present
City National Bank Conshohocken PA 06/2019 01/2025
  • 11/2010 → 01/2017
    Raymond James And Associates
    West Conshohocken, PA
  • 01/2017 → Present
    Conshohocken, PA
  • 06/2019 → 01/2025
    City National Bank
    Conshohocken, PA
Previous Registrations
Other Businesses

(1) MQ INCORPORATED; ADDRESS: 425 PARKVIEW PLACE,BURR RIDGE, IL; BUSINESS DESCRIPTION: PERSONAL HOLDING COMPANY; NOT INVESTMENT RELATED; START DATE: 01/01/1998; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS PER MONTH DEVOTED TO THIS BUSINESS: 4; HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0; (2) MALVERN PREPARATORY SCHOOL BASH FUND RAISING EVENT; ADDRESS: 3405 GREENE COUNTRIE DRIVE, NEWTOWN SQUARE, PA; BUSINESS DESCRIPTION: NOT FOR PROFIT; INVESTMENT RELATED; START DATE: 02/06/2015; CAPACITY: BOARD MEMBER; DUTIES: FINANCE COMMITTEE; HOURS DEVOTED TO THIS OBA PER MONTH: 4; HOURS DEVOTED DURING TRADING PER MONTH: NONE; (3) QUIGLEY GROUP, LLC; ADDRESS: 425 PARKVIEW PL, BURR RIDGE, IL 60527; BUSINESS DESCRIPTION: REAL ESTATE HOLDING COMPANY; NOT INVESTMENT RELATED; START DATE: 01/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (4) NAME: Matthew Quigley Rental Property Non-Investment related ADDRESS: 143 W 7th Avenue, Conshohocken Pa Nature of OBA: rental property Position/Title/Relationship: Owner - Passive Start Date: 10/01/22 Time devoted: 0 Duties: none

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-21
S63 Uniform Securities Agent State Law Examination 1984-09-26
  • S65 Uniform Investment Adviser Law Examination
    2006-06-21
  • S63 Uniform Securities Agent State Law Examination
    1984-09-26

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