John Edward Glasgow

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-04-21
IL	RA	APPROVED	2001-04-24
TX	RA	APPROVED_RES	2000-11-22

CO RA
APPROVED

Since 2021-04-21
IL RA
APPROVED

Since 2001-04-24
TX RA
APPROVED_RES

Since 2000-11-22

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Golden, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Lake Forest	IL	11/2000	Present
Bank Of America,Na	Northbrook	IL	11/2009	Present

11/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Lake Forest, IL
11/2009 → Present

Bank Of America,Na

Northbrook, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-03
S63	Uniform Securities Agent State Law Examination	1987-01-12

S65 Uniform Investment Adviser Law Examination

2001-04-03
S63 Uniform Securities Agent State Law Examination

1987-01-12

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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