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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2020-04-22 |
Branch Locations
190 W Magee Rd Suite 182, Tucson, AZ 85704 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
San Diego, CA • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | St. Paul | MN | 04/2004 | 03/2017 |
| Minnesota Life Insurance Co | St. Paul | MN | 04/2004 | 03/2017 |
| Harry S. Lodge And Associates Inc | Tucson | AZ | 05/1980 | 03/2017 |
| Financial Design Group | Toledo | OH | 05/2014 | 03/2017 |
| Lpl Financial, Llc | San Diego | CA | 03/2017 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 04/2017 | Present |
1. 3/27/2017 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 3/31/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 5% - Disability, LTC, Health. 2. 7/28/2017 - Private Advisor Group - DBA: (Hybrid) Harry S Lodge & Associates LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/06/2004 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/28/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/28/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/31/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Started 100% - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/28/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/09/2022 - Harry S Lodge & Associates LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Hybrid advisor - Start Date - 01/01/2020 - 4 Hours Per Month/4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-08-24 |
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