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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-10
TX RA APPROVED_RES 2020-04-22
  • CA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2020-04-22

Branch Locations

190 W Magee Rd Suite 182, Tucson, AZ 85704 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

San Diego, CA • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St. Paul MN 04/2004 03/2017
Minnesota Life Insurance Co St. Paul MN 04/2004 03/2017
Harry S. Lodge And Associates Inc Tucson AZ 05/1980 03/2017
Financial Design Group Toledo OH 05/2014 03/2017
Lpl Financial, Llc San Diego CA 03/2017 Present
Private Advisor Group, Llc Morristown NJ 04/2017 Present
  • 04/2004 → 03/2017
    Securian Financial Services
    St. Paul, MN
  • 04/2004 → 03/2017
    Minnesota Life Insurance Co
    St. Paul, MN
  • 05/1980 → 03/2017
    Harry S. Lodge And Associates Inc
    Tucson, AZ
  • 05/2014 → 03/2017
    Financial Design Group
    Toledo, OH
  • 03/2017 → Present
    Lpl Financial, Llc
    San Diego, CA
  • 04/2017 → Present
    Morristown, NJ
Other Businesses

1. 3/27/2017 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 3/31/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 5% - Disability, LTC, Health. 2. 7/28/2017 - Private Advisor Group - DBA: (Hybrid) Harry S Lodge & Associates LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/06/2004 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/28/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/28/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/31/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Started 100% - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/28/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/09/2022 - Harry S Lodge & Associates LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Hybrid advisor - Start Date - 01/01/2020 - 4 Hours Per Month/4 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-08-24
  • S63 Uniform Securities Agent State Law Examination
    1982-08-24

View on SEC IAPD

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