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Current Employers
Tactical Fund Advisors, Llc

11726 Seven Gables Rd, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-01
  • OH RA
    APPROVED
    Since 2019-07-01

Branch Locations

11726 Seven Gables Rd, Cincinnati, OH 45249 • United States

Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-12-06
TX RA APPROVED_RES 2012-01-30
OH RA APPROVED 2006-04-26
  • IL RA
    APPROVED
    Since 2016-12-06
  • TX RA
    APPROVED_RES
    Since 2012-01-30
  • OH RA
    APPROVED
    Since 2006-04-26

Branch Locations

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Horter Investment Management, Llc Cincinnati OH 04/2006 Present
Horter Financial Strategies Llc Cincinnati OH 04/1998 Present
Tactical Fund Advisors Cincinnati OH 06/2018 Present
  • 04/2006 → Present
    Cincinnati, OH
  • 04/1998 → Present
    Horter Financial Strategies Llc
    Cincinnati, OH
  • 06/2018 → Present
    Tactical Fund Advisors
    Cincinnati, OH
Other Businesses

The Name of the other business: Horter Financial Strategies LLC (Name change from Horter Capital Management in 2003) Investment Related?: YES Address of other business: 11726 Seven Gables Road Cincinnati, OH 45249 Nature of other business: Insurance Sales Your position: Owner Start Date:04/98 How many hours you devote to the other business per month: 5 hours a month servicing clients, 10 hours a month financial planning, charges for financial planning fees. How many hours you devote to the other business during securities trading hours: 10 Briefly describe your duties: Financial Planning, Servicing clients, Insurance Sales The Name of the other business: Tactical Fund Advisors Investment Related?: YES Address of other business: 8316 Cornell Road Cincinnati, OH 45249 Nature of other business: Manages Mutual Funds Your position: Manager Start Date: 06/2018 How many hours you devote to the other business per month: 20 How many hours you devote to the other business during securities trading hours: 20 Briefly describe your duties: Manager of Mutual Funds

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-27
  • S63 Uniform Securities Agent State Law Examination
    1983-05-27

View on SEC IAPD

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