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11726 Seven Gables Rd, Cincinnati, OH 45249 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-07-01 |
Branch Locations
11726 Seven Gables Rd, Cincinnati, OH 45249 • United States
11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-06 |
| TX | RA | APPROVED_RES | 2012-01-30 |
| OH | RA | APPROVED | 2006-04-26 |
Branch Locations
11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Management, Llc | Cincinnati | OH | 04/2006 | Present |
| Horter Financial Strategies Llc | Cincinnati | OH | 04/1998 | Present |
| Tactical Fund Advisors | Cincinnati | OH | 06/2018 | Present |
The Name of the other business: Horter Financial Strategies LLC (Name change from Horter Capital Management in 2003) Investment Related?: YES Address of other business: 11726 Seven Gables Road Cincinnati, OH 45249 Nature of other business: Insurance Sales Your position: Owner Start Date:04/98 How many hours you devote to the other business per month: 5 hours a month servicing clients, 10 hours a month financial planning, charges for financial planning fees. How many hours you devote to the other business during securities trading hours: 10 Briefly describe your duties: Financial Planning, Servicing clients, Insurance Sales The Name of the other business: Tactical Fund Advisors Investment Related?: YES Address of other business: 8316 Cornell Road Cincinnati, OH 45249 Nature of other business: Manages Mutual Funds Your position: Manager Start Date: 06/2018 How many hours you devote to the other business per month: 20 How many hours you devote to the other business during securities trading hours: 20 Briefly describe your duties: Manager of Mutual Funds
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-27 |
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