Theodore Rosean

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Chicago, IL

Previous Registrations

• 1998-06-04 → 2003-10-30
  Beacon Financial Services, Inc.
  Chicago, IL

Other Businesses

1. 3/19/2010: DBA ONLY - BEACON FINANCIAL SERVICES, INC. - TIME SPENT 1% - CHICAGO, IL 2. 11/20/2012: DBA ONLY/ BEACON FINANCIAL SERVICES INC. / CHICAGO, IL 3. 7/21/2020 - No Business Name - Investment Related - 525 4th Street, Wilmette, Il 60091 - Real Estate Rental - Started 07/01/2020 - 1 Hour Per Month During Securities Trading. 4. 01/09/2024 - Beacon Financial Services, Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/04/2024 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-10
• S63 Uniform Securities Agent State Law Examination
  1991-05-23