Theodore Rosean

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-04-05
IL	RA	APPROVED	2011-06-22

TX RA
APPROVED_RES

Since 2013-04-05
IL RA
APPROVED

Since 2011-06-22

Branch Locations

525 4Th St, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Chicago	IL	09/2009	Present

09/2009 → Present

Lpl Financial, Llc

Chicago, IL

Previous Registrations

1998-06-04 → 2003-10-30

Beacon Financial Services, Inc.

Chicago, IL

Other Businesses

1. 3/19/2010: DBA ONLY - BEACON FINANCIAL SERVICES, INC. - TIME SPENT 1% - CHICAGO, IL 2. 11/20/2012: DBA ONLY/ BEACON FINANCIAL SERVICES INC. / CHICAGO, IL 3. 7/21/2020 - No Business Name - Investment Related - 525 4th Street, Wilmette, Il 60091 - Real Estate Rental - Started 07/01/2020 - 1 Hour Per Month During Securities Trading. 4. 01/09/2024 - Beacon Financial Services, Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/04/2024 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-10
S63	Uniform Securities Agent State Law Examination	1991-05-23

S65 Uniform Investment Adviser Law Examination

1995-08-10
S63 Uniform Securities Agent State Law Examination

1991-05-23

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews