Cindy Diane Rowland

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 10/2012 → Present
  Bank Of America, N.A.
  Cincinnati, OH

Previous Registrations

• 2009-06-01 → 2012-03-28
  Morgan Stanley
  Cincinnati, OH
  Cincinnati, OH
• 2008-10-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Cincinnati, OH

Other Businesses

I*4595278 Entity Type: N/A Name of OBA: MR B J R TTEE C D R TTEE U/A DTD 10/09/2012 Address: West Chester, Ohio, 45069 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/12/2012 Number of Hours: 12, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams

• S66 Uniform Combined State Law Examination
  2008-09-22
• S63 Uniform Securities Agent State Law Examination
  2001-02-07

Other Names

• Cindy Diane Chadbourne