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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-10 |
| OH | RA | APPROVED | 2012-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 03/2012 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 10/2012 | Present |
I*4595278 Entity Type: N/A Name of OBA: MR B J R TTEE C D R TTEE U/A DTD 10/09/2012 Address: West Chester, Ohio, 45069 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/12/2012 Number of Hours: 12, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-07 |
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