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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2020-03-26 |
Branch Locations
250 Munoz Rivera Avenue, San Juan, PR 00918 • United States
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Juan | PR | 02/1982 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-04 |
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