Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2020-03-26
  • PR RA
    APPROVED
    Since 2020-03-26

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Juan PR 02/1982 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-13
S63 Uniform Securities Agent State Law Examination 1986-10-04
  • S65 Uniform Investment Adviser Law Examination
    1996-07-13
  • S63 Uniform Securities Agent State Law Examination
    1986-10-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Juan, PR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor