Thomas Somerville Leffel

Current Employers

Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-03-24

CT RA
APPROVED

Since 2023-03-24

Branch Locations

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Odawa Partners	Stamford	CT	10/2011	09/2017
Academy Securities	New York	NY	10/2017	09/2019
Block Island Trading, Llc	Weston	CT	10/2019	06/2022
Procyon Partners	Shelton	CT	06/2022	Present
Purshe Kaplan Sterling Investments	Albany	NY	03/2026	Present

10/2011 → 09/2017

Odawa Partners

Stamford, CT
10/2017 → 09/2019

Academy Securities

New York, NY
10/2019 → 06/2022

Block Island Trading, Llc

Weston, CT
06/2022 → Present

Procyon Partners

Shelton, CT
03/2026 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Other Businesses

1) Fixed Insurance. Investment Related. At Registered location. Fixed/Traditional Insurance. Agent. 4/2025. 1. 1. Provide insurance advice based on the needs of client(s).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-24
S63	Uniform Securities Agent State Law Examination	2017-10-23

S65 Uniform Investment Adviser Law Examination

2023-03-24
S63 Uniform Securities Agent State Law Examination

2017-10-23

Other Names

Thomas S Leffel

View on SEC IAPD

Current Employers

Procyon

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews