Thomas Gerard Briggs

Current Employers

Employment History

• 11/1989 → 06/2020
  Royal Alliance Associates, Inc.
  St. Louis, MO
• 06/2020 → Present
  Steward Partners Investment Advisory, Llc
  St. Louis, MO
• 01/2012 → Present
  Plaza Advisory Group, Inc.
  St. Louis, MO
• 06/2020 → 05/2022
  Raymond James Financial Services, Inc.
  St. Louis, MO
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  St. Louis, MO

Previous Registrations

• 2020-06-09 → 2022-06-24
  Raymond James Financial Services Advisors, Inc
  St. Louis, MO
• 1999-11-17 → 2020-06-15
  Osaic Wealth, Inc.
  St. Louis, MO
  St. Louis, MO
• 1999-10-13 → 2011-12-31
  Plaza Financial Advisors Inc
  St. Louis, MO

Other Businesses

1) Name of Business : Steward Partners Invesment Advisory Address: Saint Louis, MO Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related: Yes Start Date: 06/09/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment advisory 2) Name of Business: Plaza Advisory Group, Inc. -Address: St. Louis, MO, 63105-3486, United States -Activity Type: Support Company - Owner Position/Title: Officer - President -Investment Related: No -Start Date: 01/02/1985 -Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-06
• S63 Uniform Securities Agent State Law Examination
  1982-06-29