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William R Benoit

Ubs Financial Services Inc.

Louisville, KY

Louisville, KY

CRD 5187304

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-12-17
KY RA APPROVED 2007-01-17
  • TX RA
    APPROVED_RES
    Since 2010-12-17
  • KY RA
    APPROVED
    Since 2007-01-17

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Louisville KY 09/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
  • S66 Uniform Combined State Law Examination
    2007-01-16
Other Names
  • William Raymond Benoit
  • William Raymond Benoit
  • William Raymond Benoit
  • William R. Raymond Benoit Jr.

View on SEC IAPD

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