John Carter Downing

Employer firm

Hinds Financial Group Inc CRD 129971

$537M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1981 → Present
  Warren & Sommer Financial Services
  Denver, CO
• 09/1982 → Present
  James Financial Services
  Denver, CO
• 10/1988 → Present
  Eric Securities
  Philadelphia, PA
• 08/1997 → Present
  Minnesota Mutual
  St. Paul, MN
• 08/1997 → Present
  Ascend Financial Services, Inc.
  Englewood, CO
• 07/2003 → Present
  Hinds Financial Group Inc.
  Lakewood, CO
• 07/2001 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-29 → 2026-08-17
  Cetera Investment Advisers Llc
  Greenwood Village, CO
  Lakewood, CO
• 2001-09-14 → 2023-06-29
  Cetera Wealth Services, Llc
  Greenwood Village, CO
  Greenwood Village, CO
  Lakewood, CO
  Greenwood Village, CO
  Englewood, CO
• 2001-08-08 → 2006-03-24
  Centurion Hinds Investment Management Inc.
  Englewood, CO

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/1970; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: 141 UNION BLVD, SUITE 350, LAKEWOOD, CO 80228, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE, START DATE: 2001, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND INVESTMENT ADVISORY SERVICES; 3. NAME OF OTHER BUSINESS: THE DOWN COURT GROUP, INC; INVESTMENT RELATED: YES; ADDRESS: 5299 DTC BLVD STE 540, GREENWOOD VILLAGE, CO 80111; NATURE OF BUSINESS: FIXED INSURANCE; POSITION/TITLE/RELATIONSHIP: PRESIDENT; START DATE: 05/2017; APX NUMBER OF HOURS PER WEEK: 40; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE;

Exams

• S66 Uniform Combined State Law Examination
  1999-02-04

Other Names

• John Carter Downing
• John Carter Downing