William Craig Splawn

Current Employers

Employment History

• 10/1979 → Present
  Splawn And Associates
  Houston, TX
• 09/2005 → Present
  Lone Star Health Plans
  Houston, TX
• 11/2009 → 08/2023
  Royal Alliance Associates, Inc.
  Houston, TX
• 08/2023 → Present
  Osaic Wealth, Inc
  Houston, TX

Previous Registrations

• 2008-09-08 → 2009-12-01
  Woodbury Financial Services, Inc.
  Houston, TX
  Houston, TX
  League City, TX

Other Businesses

1. SPLAWN AND ASSOCIATES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/01/1979 ADDRESS: 800 Avenue C, Katy TX 77493, United States DESCRIPTION: life, health, dental, disability, vision insurance broker 2. CORE BENEFIT SERVICES, INC. POSITION: Partner - NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2015 ADDRESS: 8554 Katy Freeway, Suite 100, Houston TX 77079 DESCRIPTION: Employee benefits consultant 3. FINANCIAL & INSURANCE CONSULTANTS POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 10/01/2009 ADDRESS: 800 Avenue C, Katy TX 77493, United States DESCRIPTION: I sell and correspond with clients and prospects regarding all forms of insurance in addition to acting as a financial advisor. 4. FINANCIAL & INSURANCE CONSULTANTS, POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1986 ADDRESS: 800 Avenue C, Katy TX 77493, United States DESCRIPTION: Meet with clients and prospective clients, review client account performance, research mutual funds, make trades in client accounts. 5. FINANCIAL & INSURANCE CONSULTANTS, POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1986 ADDRESS: 800 Avenue C, Katy TX 77493, United States DESCRIPTION: Meet with clients and prospective clients, review client account performance, research mutual funds, make trades in client accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-23
• S63 Uniform Securities Agent State Law Examination
  1982-08-13