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1440 N. 16Th Ave. #2, Yakima, WA 98902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1997-06-17 |
Branch Locations
1440 N 16Th Ave #2, Yakima, WA 98902 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1995-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Mutual Life Ins. | Seattle | WA | 10/1976 | Present |
| Osaic Wealth Inc | Yakima | WA | 11/1989 | Present |
| Bbm Financial Services, Inc. | Yakima | WA | 05/1975 | Present |
| Bbm, Dba Alegria Asset Managementa Registered Investment Advisor | Yakima | WA | 01/1990 | Present |
1. INVESTMENT ADVISORY SERVICES THROUGH ROYAL ALLIANCE. 2. BBM FINANCIAL SERVICES, INC; 1440 N. 16TH AVE, YAKIMA, WA 98902; NOT INVESTMENT RELATED; OWNER; 03/1987; 50 HRS/MTH; 25 SECURITY HRS/MTH; DUTIES - TPA BUSINESS 3. DUCK VIEW LLC POSITION: NONE NATURE: LLCOWNER-OCCUPIED BUILDING INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 01/02/2000 ADDRESS: 1440 NORTH 16TH AVE, YAKIMA WA 98902 DESCRIPTION: NONE 4. BBM FINANCIAL SERVICES, DBA ALEGRIA ASSET MANAGEMENT INC ONE OF THE SERVICES IS THAT OF A TPA FOR ERISA RETIREMENT PLANS POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1976 ADDRESS: 1440 North 16th Ave, Yakima WA 98902, United States DESCRIPTION: Advisor to retirement plan sponsors 5. BBM FINANCIAL SERVICES DBA ALEGRIA ASSET MANAGEMENT INC POSITION: owner NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1975 ADDRESS: 1440 North 16th AVe Yakima, WA 98902, Yakima WA 98902, United States DESCRIPTION: sell and service life, disability, LTC insurance policies, TPA services for retirement plans 6. BBM, DBA ALEGRIA ASSET MANAGEMENTA REGISTERED INVESTMENT ADVISOR POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 1440 North 16th Ave Yakima, Washington 98902, Yakima WA 98902, United States DESCRIPTION: review assest allocation and management firms available on the AssetMark Platform, and make recommendations to clients. Review and make recommendations to clients for mutual funds held within fee based accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-29 |
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