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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-02-01
  • KY RA
    APPROVED
    Since 2024-02-01

Branch Locations

6013 Brownsboro Park Blvd Suite A, Louisville, KY 40207 • United States

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Louisville KY 08/1988 Present
Lamkin Wealth Management Prospect KY 04/2015 08/2018
Keystone Financial Group Lexington KY 02/2024 Present
  • 08/1988 → Present
    Lpl Financial Llc
    Louisville, KY
  • 04/2015 → 08/2018
    Lamkin Wealth Management
    Prospect, KY
  • 02/2024 → Present
    Keystone Financial Group
    Lexington, KY
Other Businesses

1. 11/02/2006 - Non-Variable Insurance - INSURANCE COMPANIES (VARIOUS) - Investment Related - At Reported Business Location(s) 2. 02/20/2024 - Keystone Financial Group LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 2/5/2024 - 160 Hrs/Mo; 8 Hr During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/01/2024 - Keystone Financial Group LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/05/2024 - 125 Hours per Month/ 8 Hours During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 125 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-28
  • S63 Uniform Securities Agent State Law Examination
    1982-05-28
Designations

View on SEC IAPD

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