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Paul David Barlow

Barlow, Paul David

Laguna Hills, CA

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Current Employers
Barlow, Paul David

23332 Mill Creek Suite 105, Laguna Hills, CA 92653 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-07-29
  • CA RA
    APPROVED
    Since 2016-07-29

Branch Locations

23332 Mill Creek Suite 105, Laguna Hills, CA 92653 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul David Barlow Laguna Hills CA 06/2016 Present
  • 06/2016 → Present
    Paul David Barlow
    Laguna Hills, CA
Previous Registrations
  • 2014-11-04 → 2016-12-09
    Greenberg Graham Advisors Llc
    Lehi, UT
  • 1997-12-31 → 2014-10-09
    Laguna Hills, CA
Other Businesses

Barlow Insurance Services; Non-Investment-Related; 23046 Avenida De La Carlota #430, Laguna Hills, CA 92653; Outside Insurance Sales; Owner; Since 7/23/1987; Approx. 5 hrs/mo, inc. during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-22
S63 Uniform Securities Agent State Law Examination 1983-03-30
  • S65 Uniform Investment Adviser Law Examination
    1996-08-22
  • S63 Uniform Securities Agent State Law Examination
    1983-03-30
Designations

View on SEC IAPD

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