Alice Marie Holcomb

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-01-25

TX RA
APPROVED

Since 2002-01-25

Branch Locations

3450 Dowlen Road Suite A, Beaumont, TX 77706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Beaumont	TX	02/1981	Present

02/1981 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beaumont, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-25
S63	Uniform Securities Agent State Law Examination	1989-03-09

S66 Uniform Combined State Law Examination

2006-05-25
S63 Uniform Securities Agent State Law Examination

1989-03-09

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews