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110 E. Iron Ave Suite D, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-11 |
Branch Locations
945 E 8Th St, Traverse City, MI 49686 • United States
110 E. Iron Ave Suite D, Salina, KS 67401 • United States
110 E. Iron Ave. Ste C, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-01-10 |
Branch Locations
945 E 8Th St, Traverse City, MI 49686 • United States
110 E. Iron Ave. Ste C, Salina, KS 67401 • United States
110 E. Iron Ave, Suite B, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-18 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Asset Financial Inc. | Traverse City | MI | 07/2006 | Present |
| Financial Wealth Solutions Llc | Traverse City | MI | 08/2008 | 11/2017 |
| Tc Advisors Ltd | Salina | KS | 10/2017 | Present |
| Chief Advisors Corp | Salina | KS | 03/2008 | Present |
| Cf Advisors Llc | Salina | KS | 01/2024 | Present |
FIRST ASSET FINANCIAL INC. (FAF) APPROVES THE FOLLOWING OUTSIDE NON-SECURITIES BUSINESS ACTIVITY THAT IS NOT INVESTMENT RELATED: Cosgrove is the board chairman of the Cosgrove Foundation, 945 E. 8th, Traverse City, MI 49686, a 501(c)(3) Corporation that will service communities by identifying needs within the community and helping the individual or the organization provide the services needed beginning in July 2017. Mr. Cosgrove will devote 4 hours per month during trading hours to this foundation reviewing and making grant decisions. It is not investment-related. FAF IS NOT LIABLE IN ANY MANNER REGARDING THESE "OUTSIDE BUSINESS ACTIVITIES".THESE BUSINESS ACTIVITIES ARE CONDUCTED THROUGH ENTITIES, (WHICH OFFERS NO SECURITIES), THAT ARE NOT CO-OWNED BY, NOR AN AFFILIATE OF FAF. ALL SERVICES AND PRODUCTS THAT ARE OFFERED BY THOMAS A. COSGROVE ARE THE SOLE RESPONSIBILITY OF THOMAS A. COSGROVE ALONE AND ARE NOT THE RESPONSIBILITY OF FAF.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1982-06-29 |
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