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Current Employers
Cf Advisors Llc

110 E. Iron Ave Suite D, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-11
  • MI RA
    APPROVED
    Since 2024-01-11

Branch Locations

945 E 8Th St, Traverse City, MI 49686 • United States

110 E. Iron Ave Suite D, Salina, KS 67401 • United States

Tc Advisors Ltd.

110 E. Iron Ave. Ste C, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-01-10
  • MI RA
    APPROVED
    Since 2018-01-10

Branch Locations

945 E 8Th St, Traverse City, MI 49686 • United States

110 E. Iron Ave. Ste C, Salina, KS 67401 • United States

Chief Advisors Corp

110 E. Iron Ave, Suite B, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-18
  • MI RA
    APPROVED
    Since 2010-05-18

Branch Locations

945 E. 8Th St., Traverse City, MI 49686 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Asset Financial Inc. Traverse City MI 07/2006 Present
Financial Wealth Solutions Llc Traverse City MI 08/2008 11/2017
Tc Advisors Ltd Salina KS 10/2017 Present
Chief Advisors Corp Salina KS 03/2008 Present
Cf Advisors Llc Salina KS 01/2024 Present
  • 07/2006 → Present
    First Asset Financial Inc.
    Traverse City, MI
  • 08/2008 → 11/2017
    Financial Wealth Solutions Llc
    Traverse City, MI
  • 10/2017 → Present
    Salina, KS
  • 03/2008 → Present
    Salina, KS
  • 01/2024 → Present
    Salina, KS
Other Businesses

FIRST ASSET FINANCIAL INC. (FAF) APPROVES THE FOLLOWING OUTSIDE NON-SECURITIES BUSINESS ACTIVITY THAT IS NOT INVESTMENT RELATED: Cosgrove is the board chairman of the Cosgrove Foundation, 945 E. 8th, Traverse City, MI 49686, a 501(c)(3) Corporation that will service communities by identifying needs within the community and helping the individual or the organization provide the services needed beginning in July 2017. Mr. Cosgrove will devote 4 hours per month during trading hours to this foundation reviewing and making grant decisions. It is not investment-related. FAF IS NOT LIABLE IN ANY MANNER REGARDING THESE "OUTSIDE BUSINESS ACTIVITIES".THESE BUSINESS ACTIVITIES ARE CONDUCTED THROUGH ENTITIES, (WHICH OFFERS NO SECURITIES), THAT ARE NOT CO-OWNED BY, NOR AN AFFILIATE OF FAF. ALL SERVICES AND PRODUCTS THAT ARE OFFERED BY THOMAS A. COSGROVE ARE THE SOLE RESPONSIBILITY OF THOMAS A. COSGROVE ALONE AND ARE NOT THE RESPONSIBILITY OF FAF.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-25
S63 Uniform Securities Agent State Law Examination 1982-06-29
  • S66 Uniform Combined State Law Examination
    2010-03-25
  • S63 Uniform Securities Agent State Law Examination
    1982-06-29
Other Names
  • Tom Cosgrove

View on SEC IAPD

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