Michael Kernicky

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1986 → 08/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Media, PA
• 06/2011 → 08/2018
  Bank Of America, N.A.
  Media, PA
• 08/2018 → Present
  Janney Montgomery Scott Llc
  Media, PA

Previous Registrations

• 2007-11-28 → 2018-08-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glen Mills, PA
  Media, PA
  Sea Isle City, NJ
  Media, PA

Other Businesses

1) Self; Not Investment Related; Nature: Real Estate Rental Properties; May hold properties in an LLC; Title/Position: Owner; Duties: Property Upkeep; Devotes 10 hours/month; Compensated through rental income. 2) Yacht Club of Sea Isle City, Sea Isle City, NJ. Board Member, Secretary; Rear Commodore: Responsible for taking and maintaining the minutes. Not compensated, 5 hrs./month, Investment Related, 09/2022.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-14
• S63 Uniform Securities Agent State Law Examination
  1983-04-18

Designations

• Certified Financial Planner

Other Names

• Michael Joseph Kernicky