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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-20 |
| PA | RA | APPROVED | 2018-08-17 |
| TX | RA | APPROVED | 2018-08-16 |
Branch Locations
1400 N. Providence Road Suite 3005, Media, PA 19063-2098 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Media | PA | 03/1986 | 08/2018 |
| Bank Of America, N.A. | Media | PA | 06/2011 | 08/2018 |
| Janney Montgomery Scott Llc | Media | PA | 08/2018 | Present |
1) Self; Not Investment Related; Nature: Real Estate Rental Properties; May hold properties in an LLC; Title/Position: Owner; Duties: Property Upkeep; Devotes 10 hours/month; Compensated through rental income. 2) Yacht Club of Sea Isle City, Sea Isle City, NJ. Board Member, Secretary; Rear Commodore: Responsible for taking and maintaining the minutes. Not compensated, 5 hrs./month, Investment Related, 09/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-18 |
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