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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-07
NJ RA APPROVED 2010-01-28
  • TX RA
    APPROVED_RES
    Since 2011-01-07
  • NJ RA
    APPROVED
    Since 2010-01-28

Branch Locations

23 Center Street, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Consultant Group, Llc Chatham NJ 10/2006 Present
National Securities Corp New York NY 12/2009 07/2022
B. Riley Wealth Advisors Chatham NJ 01/2010 Present
B. Riley Wealth Management Chatham NJ 07/2022 Present
  • 10/2006 → Present
    Financial Consultant Group, Llc
    Chatham, NJ
  • 12/2009 → 07/2022
    National Securities Corp
    New York, NY
  • 01/2010 → Present
    B. Riley Wealth Advisors
    Chatham, NJ
  • 07/2022 → Present
    B. Riley Wealth Management
    Chatham, NJ
Previous Registrations
  • 2002-07-18 → 2010-01-21
    Financial Consultant Group, Llc
    Chatham, NJ
    Sea Girt, NJ
    Kennebunkport, ME
Other Businesses

(1) 23 CENTER ASSOCIATES LLC; NOT INVESTMENT-RELATED; CHATHAM, NJ; ENTITY HOLDS REAL ESTATE; OWNER; START DATE 2005; 1 HR/MONTH, 0 DURING TRADING HOURS; PAY BILLS... (2) FINANCIAL CONSULTANT GROUP; INVESTMENT-RELATED; 123 CENTER ST CHATHAM NJ 07928; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 1989. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (3) K.J. GILMORE, LLC; NOT INVESTMENT-RELATED; CHATHAM, NJ; BUSINESS CHECKING ACCOUNT; OWNER, PRESIDENT; START DATE 2004; 1 HR/MONTH, DURING TRADING HOURS; PAY OFFICE EXPENSES & RENT TO 23 CENTER ASSOCIATES LLC... (4) B. RILEY WEALTH INSURANCE ; INVESTMENT-RELATED; 123 CENTER ST CHATHAM NJ 07928; INSURANCE SALES; AGENT; START DATE 2022; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS. (5) NJDMANDFS; NOT INVESTMENT-RELATED; CHATHAM, NJ; ANALYZE FINANCIAL INFO FOR FINANCIAL SITUATIONS IN DIVORCE CASES; SOLE PROP; START DATE 04/01/2015; 4 HRS/MONTH, 0 DURING TRADING HRS.... 6) CADWELL UNIVERSITY; NON INVESTMENT RELATED; CADWELL NJ; BOARD OF TRUSTEES; BOARD MEMBER; 2 HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS. 7) CHILDRENS SPECIALIZED HOSPITAL; NON INVESTMENT RELATED; MOUNTAINSIDE NJ; CHARITABLE ORG.; COMMITTEE MEMBER; START DATE 2013; 1 HOUR/ MONTH DEVOTED NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-13
S63 Uniform Securities Agent State Law Examination 1982-09-03
  • S66 Uniform Combined State Law Examination
    2004-01-13
  • S63 Uniform Securities Agent State Law Examination
    1982-09-03
Other Names
  • Kenneth J Gilmore

View on SEC IAPD

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