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Edward Johnson Cole

Cole Financial Advisors, Inc.

Provo, UT

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Current Employers
Cole Financial Advisors, Inc.

3355 N. University Ave., Ste. 150, Provo, UT 84604 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-09
UT RA APPROVED 2023-03-08
IA RA APPROVED 2023-03-06
  • AZ RA
    APPROVED
    Since 2023-03-09
  • UT RA
    APPROVED
    Since 2023-03-08
  • IA RA
    APPROVED
    Since 2023-03-06

Branch Locations

3355 N. University Ave., Ste. 150, Provo, UT 84604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 04/2008 03/2023
Lpl Financial Provo UT 03/2023 Present
Cole Financial Advisors, Inc. Provo UT 03/2023 Present
  • 04/2008 → 03/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2023 → Present
    Lpl Financial
    Provo, UT
  • 03/2023 → Present
    Cole Financial Advisors, Inc.
    Provo, UT
Previous Registrations
  • 2008-04-15 → 2023-03-08
    Cetera Wealth Services, Llc
    Provo, UT
    Oakland, CA
    Provo, UT
  • 1996-01-01 → 2008-04-15
    Edward J. Cole, Financial Consultant, Inc.
    Provo, UT
Other Businesses

1- 01/1998 / Cole Financial Advisors, Inc. / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / PROVO, UT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-29
S63 Uniform Securities Agent State Law Examination 1982-06-05
  • S65 Uniform Investment Adviser Law Examination
    1994-08-29
  • S63 Uniform Securities Agent State Law Examination
    1982-06-05
Designations
Other Names
  • Edward Lee Grob

View on SEC IAPD

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PORTSIDE WEALTH GROUP, LLC · PROVO, UT
JOSEPH M. LARSEN, C.P.A., P.C. · PROVO, UT
COMMONWEALTH FINANCIAL NETWORK · Provo, UT
RAYMOND JAMES & ASSOCIATES, INC. · Provo, UT
EDWARD JONES · PROVO, UT
ACCUVEST GLOBAL ADVISORS, INC. · PROVO, UT
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