Edward Johnson Cole

Employer firm

Cole Financial Advisors, Inc. CRD 323312

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 03/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2023 → Present
  Lpl Financial
  Provo, UT
• 03/2023 → Present
  Cole Financial Advisors, Inc.
  Provo, UT

Previous Registrations

• 2008-04-15 → 2023-03-08
  Cetera Wealth Services, Llc
  Provo, UT
  Oakland, CA
  Provo, UT
• 1996-01-01 → 2008-04-15
  Edward J. Cole, Financial Consultant, Inc.
  Provo, UT

Other Businesses

1- 01/1998 / Cole Financial Advisors, Inc. / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / PROVO, UT

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-29
• S63 Uniform Securities Agent State Law Examination
  1982-06-05

Designations

• Certified Financial Planner

Other Names

• Edward Lee Grob