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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-20 |
| PA | RA | APPROVED | 2011-02-02 |
Branch Locations
175 Pine Street Suite 100, Williamsport, PA 17701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Williamsport | PA | 07/1993 | Present |
| Morgan Stanley Smith Barney | Williamsport | PA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
ADF INC D/B/A INTERIM HEALTHCARE; NOT-INVESTMENT RELATED; MUNCY/PA; HEALTHCARE; TITLE: CO-OWNER; START DATE: 03/2006; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. RENTAL PROPERTY; INVESTMENT RELATED; MUNCY/PA; REAL ESTATE; TITLE: OWNER; START DATE: 06/2000; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. *518918 - MOC 38 Racing LLC; Investment related: Yes; Cogan Station, Pennsylvania; Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-07 |
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