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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | New Kensington | PA | 01/2009 | 06/2019 |
| First Allied Securities, Inc. | San Diego | CA | 06/2019 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 06/2019 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Leechburg | PA | 09/2022 | Present |
| Vip Financial Matters, Llc | Leechburg | PA | 07/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1) DICOLA FINANCIAL SERVICES DBA DICOLA INSURANCE AND FINANCIAL SERVICES, INC.; OWNER; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE: 01/01/2005; 12 HOURS PER MONTH. 2) CAPITAL WASTE AND RECYCLING SERVICES, LLC; MEMBER; OTHER; START DATE: 08/01/2014; 0 HOURS PER MONTH. 3) BOB DICOLA MUSICIAN; MUSICIAN; OTHER; START DATE: 05/01/2010; 20 HOURS PER MONTH. 4) NAME OF OTHER BUSINESS: VIP FINANCIAL MATTERS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025;, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-11 |
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