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Nelson Lewis Person

Osaic Institutions, Inc.

Apollo, PA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-11-08
  • PA RA
    APPROVED
    Since 2010-11-08

Branch Locations

201 North Warren Ave, Apollo, PA 15613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apollo Trust Company Apollo PA 02/2009 Present
  • 02/2009 → Present
    Apollo Trust Company
    Apollo, PA
Previous Registrations
  • 2003-10-10 → 2008-12-26
    Avb Advisors
    Pittsburgh, PA
  • 2008-04-29 → 2008-11-13
    Uvest Financial Services Group, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

1.)APOLLO TRUST COMPANY/APOLLO BANCORP, INC., COMMERCIAL BANK/BANK HOLDING CO. 201 NORTH WARREN AVENUE, APOLLO, PA 15613 YES, INVESTMENT RELATED, PRESIDENT, CEO and Director, 200 + HOURS A MONTH, 136 HOURS DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-28
  • S66 Uniform Combined State Law Examination
    2008-04-28

View on SEC IAPD

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