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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-28 |
| TX | RA | APPROVED_RES | 2016-06-28 |
Branch Locations
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
Laguna Hills, CA • United States
100 Spectrum Center Dr, Irvine, CA 92618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 06/2016 | Present |
| Bank Of America N.A. | Newport Beach | CA | 06/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-01 |
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