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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-01-10
  • OH RA
    APPROVED
    Since 2018-01-10

Branch Locations

8118 Corporate Way #140, Mason, OH 45040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Louisville KY 01/2015 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 Present
Previous Registrations
  • 2006-07-19 → 2008-05-05
    Cincinnati, OH
    Cincinnati, OH
  • 2004-11-08 → 2005-04-01
    Legend Advisory, Llc
    Maineville, OH
  • 2002-08-02 → 2003-07-03
    1717 Capital Management Company
    Cincinnati, OH
Other Businesses

1.KANSAS CITY LIFE, 3520 BROADWAY, KANSAS CITY, MO, 7/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0 HRS. 2.OHIO STATE SHARED SERVICE PROVIDER FOR FAMILY MEMBER, COLUMBUS, OH, 1/2018. NIR - 20/WK - 0/TRADING. 3.OWNER OF FARM, MAINEVILLE, OH, 1/2000 RAISING RICE AND CRAWFISH. NIR - 0 HRS. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. LIFETIME STRATEGIES, 8118 CORPORATE WAY, STE 140, MASON OH, DBA OWNER/PRESIDENT 11/01/01, INV REL, 30/WK- 30/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14
Other Names
  • Keith Wayne Reed

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