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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-03
  • FL RA
    APPROVED
    Since 2023-08-03

Branch Locations

12610 New Brittany Boulevard, Fort Myers, FL 33907 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 06/1980 08/2023
Harrelson Holding Inc Ft Myers FL 06/1983 Present
Securian Financial Services, Inc. St. Paul MN 07/1985 08/2023
Omni Financial Services, Inc Ft. Myers FL 01/2001 Present
Omni Resource Group Ft Myers FL 07/2001 Present
The Continuing Education Academy Ft Myers FL 10/2004 Present
Omni Real Estate Investment Services Ft Myers FL 06/2005 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Harrelson Holdings, Inc Fort Myers FL 06/1983 Present
Omni Financial Services Of Lee County, Inc. Fort Myers FL 07/1996 Present
  • 06/1980 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 06/1983 → Present
    Harrelson Holding Inc
    Ft Myers, FL
  • 07/1985 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2001 → Present
    Omni Financial Services, Inc
    Ft. Myers, FL
  • 07/2001 → Present
    Omni Resource Group
    Ft Myers, FL
  • 10/2004 → Present
    The Continuing Education Academy
    Ft Myers, FL
  • 06/2005 → Present
    Omni Real Estate Investment Services
    Ft Myers, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 06/1983 → Present
    Harrelson Holdings, Inc
    Fort Myers, FL
  • 07/1996 → Present
    Omni Financial Services Of Lee County, Inc.
    Fort Myers, FL
Previous Registrations
  • 1996-01-02 → 2023-08-10
    Securian Financial Services, Inc.
    Fort Myers, FL
    Naples, FL
    Orlando, FL
    Tampa, FL
    Englewood, FL
    Lady Lake, FL
    Boca Raton, FL
    Lutz, FL
    Ft Myers, FL
    Clearwater, FL
    St. Paul, MN
Other Businesses

1. OMNI INVESTMENT CONSULTANTS INC. POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1986 ADDRESS: , Fort Myers FL , United States DESCRIPTION: Owner 2. OMNI REAL ESTATE INVESTMENT SERVICES POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2005 ADDRESS: , Ft Myers FL , United States DESCRIPTION: Member 3. NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES OF LEE COUNTY, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/1996; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. OMNI RESOURCE GROUP OF SW FLORIDA, LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2001 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I am the owner. I may at times refer business owners to OMNI Resource Group for business management consulting services.I may at times sell fixed insurance products that are not required to be sold through Securian. 5. THE CONTINUING EDUCATION ACADEMY, LLC POSITION: Participant NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I will be participating in continuing education seminars to help prospect for ML/SFS clients/business. 6. NAME OF OTHER BUSINESS: HARRELSON HOLDINGS, INC. INVESTMENT RELATED: NO, ADDRESS: 12610 NEW BRITTANY BLVD, FORT MYERS, F 33907, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 06/1983, POSITION/TITLE/RELATIONSHIP: MINORITY OWNER/CEO, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR ASSET PROTECTION PURPOSE MANAGED BY SON;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02

View on SEC IAPD

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