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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-03 |
Branch Locations
12610 New Brittany Boulevard, Fort Myers, FL 33907 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 06/1980 | 08/2023 |
| Harrelson Holding Inc | Ft Myers | FL | 06/1983 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 07/1985 | 08/2023 |
| Omni Financial Services, Inc | Ft. Myers | FL | 01/2001 | Present |
| Omni Resource Group | Ft Myers | FL | 07/2001 | Present |
| The Continuing Education Academy | Ft Myers | FL | 10/2004 | Present |
| Omni Real Estate Investment Services | Ft Myers | FL | 06/2005 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Harrelson Holdings, Inc | Fort Myers | FL | 06/1983 | Present |
| Omni Financial Services Of Lee County, Inc. | Fort Myers | FL | 07/1996 | Present |
1. OMNI INVESTMENT CONSULTANTS INC. POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1986 ADDRESS: , Fort Myers FL , United States DESCRIPTION: Owner 2. OMNI REAL ESTATE INVESTMENT SERVICES POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2005 ADDRESS: , Ft Myers FL , United States DESCRIPTION: Member 3. NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES OF LEE COUNTY, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/1996; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. OMNI RESOURCE GROUP OF SW FLORIDA, LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2001 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I am the owner. I may at times refer business owners to OMNI Resource Group for business management consulting services.I may at times sell fixed insurance products that are not required to be sold through Securian. 5. THE CONTINUING EDUCATION ACADEMY, LLC POSITION: Participant NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I will be participating in continuing education seminars to help prospect for ML/SFS clients/business. 6. NAME OF OTHER BUSINESS: HARRELSON HOLDINGS, INC. INVESTMENT RELATED: NO, ADDRESS: 12610 NEW BRITTANY BLVD, FORT MYERS, F 33907, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 06/1983, POSITION/TITLE/RELATIONSHIP: MINORITY OWNER/CEO, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR ASSET PROTECTION PURPOSE MANAGED BY SON;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-02 |
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