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Current Employers
R & R Financial Planners, Inc.

1802 Hempstead Turnpike, East Meadow, NY 11554 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-14
FL RA APPROVED 2007-11-05
  • NY RA
    APPROVED
    Since 2021-05-14
  • FL RA
    APPROVED
    Since 2007-11-05

Branch Locations

1802 Hempstead Turnpike, East Meadow, NY 11554 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
R & R Financial Planners East Meadow NY 04/1983 Present
Rnr Securities, L.L.C. East Meadow NY 04/1997 Present
  • 04/1983 → Present
    R & R Financial Planners
    East Meadow, NY
  • 04/1997 → Present
    Rnr Securities, L.L.C.
    East Meadow, NY
Previous Registrations
Other Businesses

1) R&R Financial Planners, Inc.; 1802 Hempstead Turnpike, East Meadow, NY 11554; January 1982- Present; Principal; Registered Investment Advisory; Independent advisory services-financial planning, investment planning, retirement income & estate planning; Asset & fee based compensation; Investment related; 10 hrs/month, 10 hrs/month during trading hours 2) Independent Insurance Agent/ General Agent(Security Mutual Life Ins. Co. of NY ; 1802 Hempstead Turnpike, East Meadow, NY 11554; January 1982- Present; Independent/ General Agent; Sales & service of life, accident & health insurance; commission based sales; Non-Investment related; 10 hrs/month, 10 hrs/month during trading hours. 3). 1802 Hempstead Tpke. LLC. 1802 Hempstead Tpke East Meadow, NY 11554 member, 100% owner Not investment related purchase land or property ,started 10/08 8 hrs/qtr 0 during trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-13
  • S63 Uniform Securities Agent State Law Examination
    1984-09-13
Designations
Other Names
  • Doughboy Romeo

View on SEC IAPD

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