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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
1400 Old Country Rd Ste 408, Westbury, NY 11590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Mineola | NY | 09/1991 | 05/2019 |
| Foresters Advisory Services Llc | Westbury | NY | 08/2012 | 05/2019 |
| Cetera Investment Services Llc | Westbury | NY | 06/2019 | Present |
| Cetera Investment Advisers Llc | Westbury | NY | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-10 |
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