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Cara L Maloney

Thrivent Investment Management Inc.

Westbury, NY

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-24
  • NY RA
    APPROVED
    Since 2021-06-24

Branch Locations

1400 Old Country Rd Ste 413, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley National Bank Formerly State Bank Of Li Jericho NY 11/1994 01/2017
Cetera Investment Services Llc St. Cloud MN 07/2015 01/2017
Unemployed Hicksville NY 02/2017 02/2018
Thrivent Investment Management Inc Montvale NJ 02/2018 Present
Jason Rogoff - Thrivent Financial Westbury NY 02/2018 Present
  • 11/1994 → 01/2017
    Valley National Bank Formerly State Bank Of Li
    Jericho, NY
  • 07/2015 → 01/2017
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2017 → 02/2018
    Unemployed
    Hicksville, NY
  • 02/2018 → Present
    Thrivent Investment Management Inc
    Montvale, NJ
  • 02/2018 → Present
    Jason Rogoff - Thrivent Financial
    Westbury, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-08
S63 Uniform Securities Agent State Law Examination 1991-11-19
  • S66 Uniform Combined State Law Examination
    2018-05-08
  • S63 Uniform Securities Agent State Law Examination
    1991-11-19
Other Names
  • Cara Lynn Orlando
  • Cara Lynn Maloney

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BOB JAHELKA
STEPHEN JAHELKA
JAMES MATTHEW BILGER
JASON SCOTT ROGOFF
Tara Elizabeth Willner
ROBERT J VISSICHELLI
Michael F Cousins
ERIC WILLIAM BILGER

Other Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURYN, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY

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