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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-13 |
Branch Locations
1400 Old Country Rd Ste 413, Westbury, NY 11590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Lake Grove | NY | 11/2013 | 12/2017 |
| Allstate Insurance Company | Holbrook | NY | 12/2017 | 07/2021 |
| Thrivent Investment Management | Westbury | NY | 07/2021 | Present |
| Thrivent Financial | Appleton | WI | 07/2021 | 10/2021 |
| Thrivent Financial | Appleton | WI | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-15 |
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