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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
331 Greenhaven Road, Poughguag, NY 12570 • United States
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Poughquag | NY | 02/1979 | Present |
| Pruco Securities, Llc. | Poughquag | NY | 02/1979 | 11/2024 |
| Lpl Enterprise, Llc | Poughguag | NY | 11/2024 | Present |
1) 10/29/2024 - Northeast Referral Group - I hold a real estate license a referral agent only have not had a commission in about 10 years - Mortgage/Real Estate Services - Inv Related - At Poughguag, NY - Start Date 03/22/1982 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-08-06 |
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