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Richard Harold Eckenrodt

Huntleigh Advisors, Inc.

St. Louis, MO

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Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2006-08-17
  • MO RA
    APPROVED
    Since 2006-08-17

Branch Locations

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntleigh Securities Corporation St. Louis MO 08/2006 Present
  • 08/2006 → Present
    Huntleigh Securities Corporation
    St. Louis, MO
Previous Registrations
  • 2004-09-08 → 2006-08-16
    Pearl Street Capital, Llc
    Clayton, MO
  • 2002-09-23 → 2006-08-14
    Lci Advisors
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-16
S65 Uniform Investment Adviser Law Examination 2002-04-04
  • S63 Uniform Securities Agent State Law Examination
    2002-05-16
  • S65 Uniform Investment Adviser Law Examination
    2002-04-04
Other Names
  • Rick Eckenrodt
  • Richard H Eckenrodt

View on SEC IAPD

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