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Current Employers
Fountain Square Asset Management

4520 Cooper Road Suite 201, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-20
  • OH RA
    APPROVED
    Since 2022-04-20

Branch Locations

4520 Cooper Road Suite 201, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Eisenzimmer Financial Services, Inc. Cincinnati OH 05/1991 Present
Concourse Financial Group Securities Inc Cincinnati OH 07/1997 02/2025
(Dba) Fountain Square Asset Management Cincinnati OH 03/2022 Present
Cetera Wealth Services, Llc Cincinnati OH 02/2025 Present
  • 05/1991 → Present
    (Dba) Eisenzimmer Financial Services, Inc.
    Cincinnati, OH
  • 07/1997 → 02/2025
    Concourse Financial Group Securities Inc
    Cincinnati, OH
  • 03/2022 → Present
    (Dba) Fountain Square Asset Management
    Cincinnati, OH
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Cincinnati, OH
Previous Registrations
  • 1999-08-19 → 2022-04-05
    Concourse Financial Group Securities, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

(dba) EISENZIMMER FINANCIAL SERVICES, INC; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Financial Services; President/Owner; Start Date 03/1991; 160 hours per month with the majority of those hours occurring during trading hours; Financial Planning and Investment Services for clients of the Greater Cincinnati Credit Union. >> (dba) EISENIMMER FINANCIAL SERVICES, INC; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Start Date 03/1982; 48 hours per month with the majority of those hours occurring during trading hours; Gather and evaluate data for recommendations. >> THOMAS W EISENZIMMER - INDEPENDENT PRODUCER; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Insurance; Independent Producer; Start Date 06/1988; 18 hours per month with some of those hours occurring during trading hours; Insurance sales and service as well as insurance counseling. >> (dba) FOUNTAIN SQUARE ASSET MANAGEMENT; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Investment Advisory; Advisor/President; Start Date 03/2022; 120 hours per month with most of those hours per month occurring during trading hours; Own and operate an independent RIA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-23
  • S63 Uniform Securities Agent State Law Examination
    1987-01-23

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