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Douglas Roy Albert

Nfsg Corporation

Boca Raton, FL

Savannah, GA

CRD 1040077

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Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-21
NY RA APPROVED 2021-04-01
NJ RA APPROVED 2018-01-11
  • GA RA
    APPROVED
    Since 2025-07-21
  • NY RA
    APPROVED
    Since 2021-04-01
  • NJ RA
    APPROVED
    Since 2018-01-11

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Savannah, GA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Newbridge Securities Corporation Wantagh NY 01/2007 Present
  • 01/2007 → Present
    Newbridge Securities Corporation
    Wantagh, NY
Other Businesses

1) INSURANCE: INSURANCE AGENT - LIFE AND VARIABLE LIFE/ANNUITIES, 5/2011, SYOSSET, NEW YORK, INVESTMENT RELATED, LESS THAN 5% IS SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS. 2) TRUSTEE: TRUSTEE FOR DORIS MILLER REVOCABLE LIVING TRUST (MOTHER), HOLD, MANAGE AND DISPOSE OF TRUST PROPERTIES, 12-12-2000, NESCONSET, NEW YORK, INVESTMENT RELATED, LESS THAN 5% IS SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
S63 Uniform Securities Agent State Law Examination 1992-07-31
  • S66 Uniform Combined State Law Examination
    2017-12-07
  • S63 Uniform Securities Agent State Law Examination
    1992-07-31

View on SEC IAPD

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